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Company News

Launch of Investor Identification for Northbound Trading Under Stock Connect on 17 September 2018

Dear Client,

The Identity Model of northbound trading of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect (collectively, “Stock Connect”) will be implemented on 17 September 2018. Upon the launch of the Northbound Investor ID Model, China Goldjoy Securities Limited is required to assign a unique Broker-to-Client Assigned Number (“BCAN”) to each of our Northbound trading clients and provide Client Identification Data (“CID”) to the Stock Exchange of Hong Kong on or before the prescribed T-1 day.

If Client would like to trade the stocks under the Stock Connect on 17 September 2018 and thereafter, Client is required to sign and return the “Personal Information Collection Statement Concerning Northbound China Connect Orders” (the “Statement”)# 2 days before the trading day (T-2 day). Otherwise, Client shall not be allowed to place buy orders and we would only be able to execute sell orders of Client’s existing stocks holding under Stock Connect from 17 September 2018.

Hence, for clients who would like to trade Stock Connect shares, please sign and return the Statement as early as possible.

# Forms Download:
Personal Information Collection Statement concerning Northbound China Connect Orders

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or click here to download.

If you have any queries in regard to the above, please contact our Customer Service at 2379 8888.

China Goldjoy Securities Limited

31 August 2018